TY  - JOUR
A1  - Becker, Jörg
A1  - Delfmann, Patrick
A1  - Dietrich, Hanns-Alexander
A1  - Steinhorst, Matthias
A1  - Eggert, Mathias
T1  - Business Process Compliance Checking — Applying and Evaluating a Generic Pattern Matching Approach for Conceptual Models in the Financial Sector
JF  - Information Systems Frontiers
N2  - Given the strong increase in regulatory requirements for business processes the management of business process compliance becomes a more and more regarded field in IS research. Several methods have been developed to support compliance checking of conceptual models. However, their focus on distinct modeling languages and mostly linear (i.e., predecessor-successor related) compliance rules may hinder widespread adoption and application in practice. Furthermore, hardly any of them has been evaluated in a real-world setting. We address this issue by applying a generic pattern matching approach for conceptual models to business process compliance checking in the financial sector. It consists of a model query language, a search algorithm and a corresponding modelling tool prototype. It is (1) applicable for all graph-based conceptual modeling languages and (2) for different kinds of compliance rules. Furthermore, based on an applicability check, we (3) evaluate the approach in a financial industry project setting against its relevance for decision support of audit and compliance management tasks.
Y1  - 2016
U6  - http://dx.doi.org/10.1007/s10796-014-9529-y
SN  - 1572-9419
VL  - 18
IS  - 2
SP  - 359
EP  - 405
PB  - Springer
CY  - Berlin
ER  - 
TY  - JOUR
A1  - Eggert, Mathias
A1  - Knackstedt, Ralf
A1  - Fleischer, Stefan
A1  - Becker, Jörg
T1  - The Potential of Configurative Reference Modeling for Business to Government Reporting – A Modeling Technique and its Evaluation
JF  - e-Service Journal
Y1  - 2013
SN  - 1528-8234
VL  - 9
IS  - 1
SP  - 28
EP  - 59
PB  - Indiana University Press
CY  - Bloomington
ER  - 
TY  - CHAP
A1  - Becker, Jörg
A1  - Eggert, Mathias
A1  - Fleischer, Stefan
A1  - Knackstedt, Ralf
T1  - How to Teach Regulatory Compliant Data Warehouse Engineering?
T2  - Proceedings of the Nineteenth Americas Conference on Information Systems, Chicago, Illinois, August 15-17, 2013.
Y1  - 2013
N1  - AMCIS 2013 Proceedings
ER  - 
TY  - CHAP
A1  - Becker, Jörg
A1  - Eggert, Mathias
A1  - Bruning, Dennis
A1  - Saat, Jan
T1  - Applicability of Business Process Model Analysis Approaches – A Case Study in Financial Services Consulting
T2  - Wirtschaftsinformatik Proceedings 2013
Y1  - 2013
N1  - 11th International Conference on Wirtschaftsinformatik,
27th February – 01st March 2013, Leipzig, Germany
SP  - 1181
EP  - 1195
ER  - 
TY  - CHAP
A1  - Becker, Jörg
A1  - Eggert, Mathias
A1  - Saat, Jan
A1  - Dirding, Philipp
T1  - The Influence of Regulation on Data Warehouse Engineering – Investigating an IT Consulting Case in the Financial Service Industry
T2  - Proceedings of the Nineteenth Americas Conference on Information Systems, Chicago, Illinois, August 15-17, 2013.
Y1  - 2013
SP  - 1
EP  - 8
ER  - 
TY  - CHAP
A1  - Knackstedt, Ralf
A1  - Eggert, Mathias
A1  - Heddier, Marcel
A1  - Chasin, Friedrich
A1  - Becker, Jörg
T1  - The Relationship Of Is And Law - The Perspective Of And Implications For IS Research
T2  - ECIS 2013 Completed Research. 18
Y1  - 2013
N1  - Proceedings of the 21st European Conference on Information Systems
ER  - 
TY  - JOUR
A1  - Becker, Jörg
A1  - Delfmann, Patrick
A1  - Eggert, Mathias
A1  - Schwittay, Sebastian
T1  - Generalizability and Applicability of Model-Based Business Process Compliance-Checking Approaches — A State-of-the-Art Analysis and Research Roadmap
JF  - Business Research : BuR
N2  - With a steady increase of regulatory requirements for business processes, automation support of compliance management is a field garnering increasing attention in Information Systems research. Several approaches have been developed to support compliance checking of process models. One major challenge for such approaches is their ability to handle different modeling techniques and compliance rules in order to enable widespread adoption and application. Applying a structured literature search strategy, we reflect and discuss compliance-checking approaches in order to provide an insight into their generalizability and evaluation. The results imply that current approaches mainly focus on special modeling techniques and/or a restricted set of types of compliance rules. Most approaches abstain from real-world evaluation which raises the question of their practical applicability. Referring to the search results, we propose a roadmap for further research in model-based business process compliance checking.
Y1  - 2012
U6  - http://dx.doi.org/10.1007/BF03342739
SN  - 1866-8658
VL  - 5
IS  - 2
SP  - 221
EP  - 247
PB  - Springer
CY  - Heidelberg
ER  - 
TY  - CHAP
A1  - Becker, Jörg
A1  - Bergener, Philipp
A1  - Breuker, Dominic
A1  - Delfmann, Patrick
A1  - Eggert, Mathias
T1  - An Efficient Business Process Compliance Checking Approach
T2  - Governance and Sustainability in Information Systems. Managing the Transfer and Diffusion of IT : IFIP WG 8.6 International Working Conference, Hamburg, Germany, September 22-24, 2011. Proceedings
Y1  - 2011
U6  - http://dx.doi.org/10.1007/978-3-642-24148-2_19
SP  - 282
EP  - 287
PB  - Springer
CY  - Berlin, Heidelberg
ER  - 
TY  - CHAP
A1  - Becker, Jörg
A1  - Bergener, Philipp
A1  - Delfmann, Patrick
A1  - Eggert, Mathias
A1  - Weiss, Burkhard
T1  - Supporting Business Process Compliance in Financial Institutions - A Model-Driven Approach
T2  - Proceedings of the 10th International Conference on Wirtschaftsinformatik : 16 - 18 February 2011, Zurich, Switzerland
Y1  - 2011
N1  - Wirtschaftsinformatik Proceedings 2011. 75.
SP  - 355
EP  - 364
ER  - 
TY  - CHAP
A1  - Becker, Jörg
A1  - Eggert, Mathias
A1  - Winkelmann, Axel
A1  - Knackstedt, Ralf
T1  - Towards a Contingency Theory based Model of the Influence of Regulation on MIS
T2  - Proceedings of the Seventeenth Americas Conference on Information Systems, Detroit, Michigan August 4th -7 th 2011
Y1  - 2011
ER  - 
TY  - CHAP
A1  - Becker, Jörg
A1  - Eggert, Mathias
A1  - Knackstedt, Ralf
T1  - Der Beitrag der Referenzmodellierung zur Compliance im Reporting des Finanzsektors
T2  - Business Intelligence Operational Structures: Towards the Design of a Reference Process Map
Y1  - 2010
N1  - Zweites Forschungskolloquium Business Intelligence (FKBI 10)
der GI-Fachgruppe Management Support Systems
in Zusammenarbeit mit dem Competence Center
for Business Intelligence an der Technischen Universität Dresden
am 17. und 18. September 2010
in Dresden
SP  - 11
EP  - 18
ER  - 
TY  - CHAP
A1  - Becker, Jörg
A1  - Eggert, Mathias
A1  - Knackstedt, Ralf
T1  - Forschungslandkarte Rechtsinformatik und Informationsrecht
T2  - Proceedings of the Internationales Rechtsinformatik Sysmposium (IRIS), Salzburg, Österreich, 2010
Y1  - 2010
ER  - 
TY  - CHAP
A1  - Becker, Jörg
A1  - Eggert, Mathias
A1  - Fleischer, Stefan
A1  - Heddier, Marcel
A1  - Knackstedt, Ralf
T1  - Data Warehouse Design and Legal Visualization – The Applicability of H2 for Reporting
T2  - Proceedings of the 23rd Australasian Conference on Information Systems 2012
Y1  - 2012
N1  - Australasian Conference on Information Systems (23rd : 2012 : Geelong, Victoria)
ER  - 
TY  - CHAP
A1  - Becker, Jörg
A1  - Eggert, Mathias
A1  - Heddier, Marcel
A1  - Knackstedt, Ralf
T1  - Merging Conceptual Modeling and Law for Legally Compliant Information Systems Design - A Framework-Based Research Agenda
T2  - 45th Hawaii International Conference on System Sciences 2012
Y1  - 2012
SN  - 978-0-7695-4525-7
U6  - http://dx.doi.org/10.1109/HICSS.2012.428
SP  - 5241
EP  - 5248
ER  - 
TY  - CHAP
A1  - Becker, Jörg
A1  - Knackstedt, Ralf
A1  - Eggert, Mathias
A1  - Fleischer, Stefan
T1  - Fachkonzeptionelle Modellierung von Berichtspflichten in Finanzaufsicht und Verwaltung mit dem H2-Toolset
T2  - Auf dem Weg zu einer offenen, smarten und vernetzten Verwaltungskultur
Y1  - 2012
SN  - 978-3-88579-291-8
SP  - 83
EP  - 94
PB  - Gesellschaft für Informatik
CY  - Bonn
ER  - 
TY  - CHAP
A1  - Becker, Jörg
A1  - Eggert, Mathias
A1  - Schwittay, Sebastian
ED  - Mattfeld, Dirk Christian
T1  - How to Evaluate the Practical Relevance of Business Process Compliance Checking Approaches?
T2  - Multikonferenz Wirtschaftsinformatik 2012 - Tagungsband der MKWI 2012
Y1  - 2012
U6  - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:gbv:084-13011115376
SP  - 849
EP  - 862
PB  - Institut für Wirtschaftsinformatik
CY  - Braunschweig
ER  - 
TY  - CHAP
A1  - Knackstedt, Ralf
A1  - Eggert, Mathias
A1  - Heddier, Marcel
A1  - Chasin, Friedrich
A1  - Becker, Jörg
T1  - The Relationship of IS and Law - Insights into the German Online Car Registration Case
T2  - ECIS 2013 Completed Research. 18. Proceedings of the 21st European Conference on Information Systems
Y1  - 2013
ER  -